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Compliance

FinCEN Encourages the Compliance Culture – Trick or Treat?

FinCEN Encourages the Compliance Culture – Trick or Treat?

We’ve all heard the world’s three biggest lies (or variations of them): “The check is…

Prepared Remarks of CFPB Director Richard Cordray at the Consumer Advisory Board Meeting

Prepared Remarks of CFPB Director Richard Cordray at the Consumer Advisory Board Meeting

Thank you for joining us as we at the Consumer Financial Protection Bureau meet with…

The Admonishment of Mini-Me

The Admonishment of Mini-Me

By Richard Triplett Are you daring enough to offer your customers a myriad of available…

Bringing “Non-Intrusive Compliance” to the Mortgage Mainstream with CRM Technology

by Paul Zoukis While there continues to be a great deal of uncertainty surrounding the implementation of the CFPB’s rules for mortgage origination and the penalties that will be imposed for non-compliance, as an industry we need to avoid being lulled to sleep. As has been true in other lending areas, once the regulations are…

Bringing “Non-Intrusive Compliance” to the Mortgage Mainstream with CRM Technology

Mortgage Servicing – Regulators Find Fertile Ground

For mortgage servicing companies, the Consumer Financial Protection Bureau’s (CFPB) mortgage servicing rules implemented in January of this year are just the tip of the iceberg. If servicers have not yet addressed it, this segment of the financial services industry must now implement “bank-like” compliance management programs to mitigate risk. There is a snowball of…

Mortgage Servicing – Regulators Find Fertile Ground

FinCEN Encourages the Compliance Culture – Trick or Treat?

We’ve all heard the world’s three biggest lies (or variations of them): “The check is in the mail.” “Five pounds is nothing on a person with your height.” “I’m from the government, and I’m here to help you.” In August, the Financial Crimes Enforcement Network (FinCEN) issued FIN-2014-A007, “Advisory to U.S. Financial Institutions on Promoting…

FinCEN Encourages the Compliance Culture – Trick or Treat?

Accuracy, Transparency and Reporting: Key Benefits of Next Generation Quality Control Reviews

By Gerry Glavey In one of my previous articles, examples were provided as to how technology can enhance the overall Quality Control (QC) process by allowing lenders to have real-time access to QC review results and streamline the routine tasks of validating the accuracy of data by QC auditors. The end result is greatly shortened…

Accuracy, Transparency and Reporting: Key Benefits of Next Generation Quality Control Reviews

Prepared Remarks of CFPB Director Richard Cordray at the Consumer Advisory Board Meeting

Thank you for joining us as we at the Consumer Financial Protection Bureau meet with our Consumer Advisory Board. We always look forward to our dialogue with our CAB members, who share with us their perspective, their expertise, and their actual experience on the ground. We are all here because we care deeply about how…

Prepared Remarks of CFPB Director Richard Cordray at the Consumer Advisory Board Meeting

Regulatory

Prepared Remarks of CFPB Director Richard Cordray at the Consumer Advisory Board Meeting

Prepared Remarks of CFPB Director Richard Cordray at the Consumer Advisory Board Meeting

Thank you for joining us as we at the Consumer Financial Protection Bureau meet with our Consumer Advisory Board. We always look forward to our dialogue with our CAB members, who share with us their perspective, their expertise, and their…

Bringing “Non-Intrusive Compliance” to the Mortgage Mainstream with CRM Technology

Bringing “Non-Intrusive Compliance” to the Mortgage Mainstream with CRM Technology

by Paul Zoukis While there continues to be a great deal of uncertainty surrounding the…

HMDA and the Future of Mortgage Banking

HMDA and the Future of Mortgage Banking

By Kristin Messerli Federal regulators are making diversity and discriminatory lending a high priority. They…

RESPA/TILA Integrated Disclosure Rule Wake Up Call

RESPA/TILA Integrated Disclosure Rule Wake Up Call

by Rich Andreano The August 1, 2015 effective date for the RESPA/TILA Integrated Disclosure Rule…

Legal

RESPA/TILA Integrated Disclosure Rule Wake Up Call

RESPA/TILA Integrated Disclosure Rule Wake Up Call

by Rich Andreano The August 1, 2015 effective date for the RESPA/TILA Integrated Disclosure Rule…

Measuring Your Compliance Management System Through Customer Complaints

Measuring Your Compliance Management System Through Customer Complaints

by Michelle Canter The Consumer Financial Protection Bureau (CFPB) marked its third anniversary in July.…

CFPB Narrows it’s Focus to Non-Depository Lenders: Expanding HMDA Reporting

CFPB Narrows it’s Focus to Non-Depository Lenders: Expanding HMDA Reporting

by Mitch Kider In today’s environment, compliance with fair lending requirements is a critical aspect…

Bringing “Non-Intrusive Compliance” to the Mortgage Mainstream with CRM Technology

Bringing “Non-Intrusive Compliance” to the Mortgage Mainstream with CRM Technology

by Paul Zoukis While there continues to be a great deal of uncertainty surrounding the implementation of the CFPB’s rules for mortgage origination and the penalties that will be imposed for non-compliance, as an industry we need to avoid being…

300x150 Alphabet Soup of Mortgage Compliance
Mortgage Compliance Round Table Discussions

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